Jennings Haug Keleher McLeod (JHKM) is pleased to announce that Chris Marquez and Ryan Walters were elected partners with the firm’s New Mexico office. Chris is a litigator whose practice is focused on construction, real estate, and commercial litigation. He represents both individual and corporate clients in a variety business disputes, as well as financial and …
Jennings Haug Keleher McLeod (JHKM) is pleased to announce that Thomas M. Domme has rejoined the firm’s New Mexico office as a partner. Domme, who recently served as vice president of external/regulatory affairs and general counsel for New Mexico Gas Company and previously practiced with the firm, joins JHKM’s regulatory and utilities law and business litigation …
Understanding the arbitrator selection process and the importance of arbitrator vetting in FINRA arbitrations.
When an investor has an unresolved dispute with their FINRA-registered broker or investment adviser, they have a few options: (1) try to resolve the dispute informally with the broker-dealer; (2) contact the state securities regulator and hope it takes action; or (3) initiate a FINRA arbitration against the broker-dealer, broker or investment adviser.